Year 2015 - 2016
Year 2014 - 2015
Year 2013 - 2014
Year 2012 - 2013


Papers

Securities, futures and debt markets

Securities and Futures Commission

Year 2015 - 2016



LC Paper No.PaperMeeting date
CB(1)440/15-16(05) Administration's paper on "Securities and Futures Commission Budget for the Financial Year 2016-17" 15 February 2016
CB(1)440/15-16(06) Paper on the annual budgets of the Securities and Futures Commission prepared by the Legislative Council Secretariat (updated background brief) 15 February 2016
CB(1)574/15-16(02) Securities and Futures Commission's paper on its budget for the financial year 2016-2017 (speaking note of Mr Carlson TONG, Chairman of the Securities and Futures Commission) 15 February 2016


Year 2014 - 2015



LC Paper No.PaperMeeting date
CB(1)445/14-15(05) Administration's paper on "Securities and Futures Commission Budget for the Financial Year 2015-16" 2 February 2015
CB(1)581/14-15(04) Administration's response on issues relating to agenda item V "Budget of the Securities and Futures Commission for the financial year 2015-2016" raising at the meeting on 2 February 2015(follow-up paper) 2 February 2015
CB(1)581/14-15(01) List of follow-up actions arising from the discussion at the meeting on 2 February 2015 2 February 2015
CB(1)445/14-15(06) Paper on the annual budgets of the Securities and Futures Commission prepared by the Legislative Council Secretariat (background brief) 2 February 2015
CB(1)506/14-15(02) Securities and Futures Commission's paper on its budget for the financial year 2015-2016 (speaking note of Mr Carlson TONG, Chairman of the Securities and Futures Commission) 2 February 2015
CB(1)696/14-15(02) Administration's paper on "Legislative Proposals to Allow the Securities and Futures Commission to Provide Supervisory Assistance to Regulators Outside Hong Kong and to Refine Certain Provisions in the Securities and Futures Ordinance" 13 April 2015
CB(1)767/14-15(01) Securities and Futures Commission's paper on 2013-2014 Annual Report of the Process Review Panel 4 May 2015


Year 2013 - 2014



LC Paper No.PaperMeeting date
CB(1)201/13-14(01) Securities and Futures Commission's paper on 2012-2013 Annual Report of the Process Review Panel 2 December 2013
CB(1)804/13-14(04) Administration's paper on "Securities and Futures Commission Budget for the Financial Year 2014-15" 7 February 2014
CB(1)1039/13-14(01) List of follow-up actions arising from the discussion at the meeting on 7 February 2014 7 February 2014
CB(1)804/13-14(05) Paper on the annual budgets of the Securities and Futures Commission prepared by the Legislative Council Secretariat (background brief) 7 February 2014
CB(1)871/13-14(01) Securities and Futures Commission's paper on its budget for the financial year 2014-2015 (speaking note of Mr Carlson TONG, Chairman of the Securities and Futures Commission) 7 February 2014
CB(1)1039/13-14(02) Securities and Futures Commission's response to issues raising at the meeting on 7 February 2014 (follow-up paper) 7 February 2014


Year 2012 - 2013



LC Paper No.PaperMeeting date
CB(1)484/12-13(07) Administration's paper on "Securities and Futures Commission Budget for the Financial Year 2013-14" 4 February 2013
CB(1)684/12-13(02) Administration's response to the motion passed under the agenda item of "Budget of the Securities and Futures Commission for the financial year of 2013-2014" at the meeting on 4 February 2013 4 February 2013
CB(1)524/12-13(02) Motion passed under the agenda item of "Budget of the Securities and Futures Commission for the financial year of 2013-2014" at the meeting on 4 February 2013 4 February 2013
CB(1)484/12-13(08) Paper on the annual budgets of the Securities and Futures Commission prepared by the Legislative Council Secretariat (background brief) 4 February 2013
CB(1)518/12-13(01) Securities and Futures Commission's response to the enquiries raised by Hon Kenneth LEUNG on the regulation of financial adviser in carrying out regulated activities at the meeting on 7 January 2013 4 February 2013
CB(1)518/12-13(02) Securities and Futures Commission's response to the enquiries raised by Hon Mrs Regina IP on the impact of the acquisition of the London Metal Exchange Holdings Limited by the Hong Kong Exchanges and Clearing Limited on the Hong Kong Mercantile Exchange at the meeting on 7 January 2013 4 February 2013
CB(1)1221/12-13(02) Speaking note of the Chief Executive Officer of the Securities and Futures Commission on regulation of automated trading services (English version only) 3 June 2013