Bills Committee on
Securities and Futures Bill and Banking (Amendment) Bill 2000

Meeting on
Friday, 14 September 2001 at 8:30 am
in Conference Room A of the Legislative Council Building

Agenda

I.Clause-by-clause examination of the Securities and Futures Bill (SFB) and the Banking (Amendment) Bill 2000 (BAB)

(A) Part IX of SFB and related provisions of BAB

LC Paper No. CB(1) 1807/00-01- Information paper provided by the Administration on the proposed Committee Stage Amendments to Part IX of the English version of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 1811/00-01(01)-(Revised) Information paper provided by the Administration on the proposed Committee Stage Amendments to Part IX of the Chinese version of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 1811/00-01(02)- Information paper provided by the Administration on the proposed Committee Stage Amendments to the English version of the Banking (Amendment) Bill 2000 (issued)

LC Paper No. CB(1) 1836/00-01(01)- Revised paper on Administration's response to public comments on Part IX of the Securities and Futures Bill (English version issued)

LC Paper No. CB(1) 1836/00-01(02)- Information paper provided by the Administration on Part IX of the Securities and Futures Bill -- Definition of "misconduct" under the disciplinary regime (English version issued)

(B) Part X of SFB

LC Paper No. CB(1) 1964/00-01(01)- Information paper provided by the Administration on the proposed Committee Stage Amendments to Part X of the English version of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 1977/00-01(02)- Information paper provided by the Administration on the proposed Committee Stage Amendments to Part X of the Chinese version of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 1977/00-01(03)- Revised paper on Administration's response to public comments on Part X of the Securities and Futures Bill (English version issued)
Other relevant papers

LC Paper No. CB(1) 896/00-01(01)- Information paper provided by the Administration on Part IX of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 925/00-01(01)- Table prepared by the Legal Service Division providing supplementary information on the Comparison Table for Part IX of the Securities and Futures Bill (Annex B to LC Paper No. CB(1) 896/00-01(01)) (issued)

LC Paper No. CB(1) 1174/00-01(04)- Part IX - Statistics on disciplinary actions taken by the Securities and Futures Commission (English version issued)

LC Paper No. CB(1) 1174/00-01(05)- Part IX - "Misconduct" under the disciplinary regime (English version issued)

LC Paper No. CB(1) 1246/00-01(05)- Part IX - List of court cases taken into account in ensuring compliance with Articles 10 and 11 of the Hong Kong Bill of Rights (English version issued)

LC Paper No. CB(1) 1374/00-01- Parts IX & XI of SFB, BAB -- Disciplinary sanctions and appeal mechanism for exempt authorized institutions and their staff (English version issued)

LC Paper No. CB(1) 1420/00-01(03)- Part IX - Use of information in disciplinary proceedings (English version issued)

LC Paper No. CB(1) 1002/00-01(01)- Information paper provided by the Administration on Part X of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 1042/00-01(01)- Table prepared by the Legal Service Division providing supplementary information on the Comparison Table for Part X of the Securities and Futures Bill (Annex I to LC Paper No. CB(1) 1002/00-01(01)) (issued)

LC Paper No. CB(1) 1420/00-01(04)- Part X - A list of court cases taken into account in ensuring appropriateness of "fair, just and reasonable" and "assumption of responsibility" (English version issued)

LC Paper No. CB(1) 1379/00-01(01)- Areas of concern raised by members during discussions on Securities and Futures Bill and Banking (Amendment) Bill 2000 (issued)

LC Paper No. CB(1) 1466/00-01- Checklist of issues raised by the Hong Kong Stockbrokers Association on the Securities and Futures Bill (English version issued)

LC Paper No. CB(1) 1469/00-01- Clause by clause summary of outstanding comments by Linklaters & Alliance on the Securities and Futures Bill (English version issued)

II.Any other business

Legislative Council Secretariat
12 September 2001