Year 2007 - 2008
	Year 2006 - 2007
	Year 2005 - 2006
	Year 2004 - 2005

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Papers

Securities, futures and debt markets Others Year 2007 - 2008 Administration and financial regulators' written response on Congestion in securities trading network and Investor Participant Account (follow-up paper) [CB(1)728/07-08(01)] (7 January 2008) Administration's paper on congestion in securities trading networks [CB(1)362/07-08(01)] (7 January 2008) Administration's paper on investor participant accounts administered by the Hong Kong Securities and Clearing Company Limited [CB(1)510/07-08(03)] (7 January 2008) Year 2006 - 2007 A joint press release on "Joint Policy Statement Regarding the Listing of Overseas Companies" published by Hong Kong Exchanges and Clearing Limited and the Securities and Futures Commission on 7 March 2007 [CB(1)1101/06-07(01)] (5 July 2007 and 2 April 2007) Paper on "HKEx statement regarding the listing of overseas companies" provided by Hong Kong" Exchanges and Clearing Limited [CB(1)1270/06-07(01)] (5 July 2007 and 2 April 2007) Paper provided by HKEx [CB(1)2008/06-07(06)] (5 July 2007) Speaking notes of Mr Richard WILLIAMS, Head of Listing, Hong Kong Exchanges and Clearing Limited on the Electronic Disclosure Project (English version only) [CB(1)2092/06-07(01)] (5 July 2007) Progress report provided by the Securities and Futures Commission on item 2 of the list of follow-up actions [CB(1)228/06-07(03)] (16 October 2006) List of follow-up actions to be taken by the Administration for the meeting on 16 October 2006 [CB(1)228/06-07(01)] (16 October 2006) Year 2005 - 2006 Background brief on "The review of derivative warrants market" prepared by the Legislative Council Secretariat [CB(1)615/05-06(04)] (5 January 2006) Further information on the Derivative Warrants Market [CB(1)1091/05-06(01)] (5 January 2006) Paper on "Regulation of Securities related Programme broadcast through the Mass Media" prepared by the Legal Service Division of the Legislative Council Secretariat [LS19/05-06] (5 January 2006) Report on "A Healthy Market for Informed Investors - A Report on the Derivative Warrants Market in Hong Kong (November 2005)" issued by the Securities and Futures Commission [CB(1)630/05-06(01)] (5 January 2006) Speaking note by Mr Peter AU-YANG, Acting Chairman of Securities and Futures Commission at the Financial Affairs Panel meeting on 5 January 2006 [CB(1)661/05-06(02)] (5 January 2006) Submission from Hong Kong Securities and Futures Industry Staff Union (Chinese version only) [CB(1)661/05-06(01)] (5 January 2006) The Securities and Futures Commission's review and proposals for the Derivative Warrants Market [CB(1)615/05-06(03)] (5 January 2006) List of follow-up actions to be taken by the Administration for the special meeting on 19 October 2005 [CB(1)226/05-06(01)] (19 October 2005) Information provided by the Administration (as provided by the Securities and Futures Commission) for the list of follow-up actions to be taken by the Administration for the special meeting on 19 October 2005 [CB(1)226/05-06(02)] (19 October 2005) Letter dated 29 October 2005 from the Financial Services and the Treasury Bureau advising on the proposed timing for discussion of items on Renminbi business in Hong Kong and the regulation of warrants trading (English version only) [CB(1)196/05-06(01)] (13 October 2005) Year 2004 - 2005 Consultation conclusions on the regulatory framework for addressing analyst conflicts of interest [CB(1)172/04-05(01)] List of follow-up actions for the meeting held on 4 April 2005[CB(1)1425/04-05(01)](4 April 2005) Administration's response on items 1 and 2 of the list of follow-up actions for the meeting on 4 April 2005[CB(1)1425/04-05(02)](4 April 2005) Background brief on "The review of levies of the Investor Compensation Fund" prepared by the Legislative Council Secretariat [CB(1)458/04-05(05)] (17 December 2004) Review of the level and funding of the Investor Compensation Fund, broker defaults since 1998 and the operation of the investor compensation arrangements [CB(1)458/04-05(04)] (17 December 2004)