| I. | Confirmation of minutes and matters arising
(8:30 am - 8:35 am)
|
| LC Paper No. CB(1)937/10-11
(issued on 29 December 2010)
| - | Minutes of meeting on 25 November 2010
|
| II. | Meeting with the Administration
(8:35 am - 10:25 am)
Follow-up to issues raised at the meeting on 25 November 2010
|
| LC Paper No. CB(1)788/10-11(01)
(issued on 14 December 2010)
| - | List of follow-up actions arising from the meeting on 25 November 2010 prepared by the Legislative Council Secretariat
|
| LC Paper No. CB(1)788/10-11(04)
(issued on 14 December 2010)
| - | Administration's paper on "Meaning of 'Advertisement, Invitation or Document' in the Relevant Provisions, and the Scope of Application of the Regulatory Regime in Real Life Situations"
|
| LC Paper No. CB(1)813/10-11(01)
(issued on 15 December 2010)
| - | Administration's paper on "Meaning of 'Persons Outside Hong Kong' and Regulatory Arrangements for the Disposal of Unlisted Structured Products to Persons Outside Hong Kong"
|
| Follow-up to issues raised at the meeting on 16 December 2010
|
| LC Paper No. CB(1)968/10-11(01)
(issued on 4 January 2011)
| - | List of follow-up actions arising from the meeting on 16 December 2010 prepared by the Legislative Council Secretariat
|
| LC Paper No. CB(1)968/10-11(02)
(issued on 4 January 2011)
| - | Administration's paper on "Statement regarding the Risks of being treated as a 'Professional Investor'"
|
| LC Paper No. CB(1)968/10-11(03)
(issued on 4 January 2011)
| - | Administration's paper on "Quantitative Analysis of Currency-Linked, Interest Rate-Linked and Currency and Interest Rate-Linked Instruments Issued and/or Sold by Authorized Institutions"
|
| LC Paper No. CB(1)968/10-11(04)
(issued on 4 January 2011)
| - | Administration's paper on "Regulatory Actions taken by the Hong Kong Monetary Authority on the Sale of Unlisted Investment Products by Authorized Institutions"
|
| LC Paper No. CB(1)968/10-11(05)
(issued on 4 January 2011)
| - | Administration's paper on "Practices of Other Comparable Jurisdictions regarding the Requirement on Intermediaries to make Audio Recordings of the Sales Process"
|
| LC Paper No. CB(1)968/10-11(06)
(issued on 4 January 2011)
| - | Administration's paper on "Regulatory Arrangements to Deal with Situations where an Intermediary has a Potential or Actual Conflict of Interest in Providing Services in relation to Investment Products"
|
| Clause-by-clause examination of the Bill
|
| LC Paper No. CB(3)877/09-10
(issued on 2 July 2010)
| - | The Bill
|
| LC Paper No. CB(1)199/10-11(01)
(issued on 25 October 2010)
| - | Marked-up copy of the Bill prepared by the Legal Service Division
|
| LC Paper No. CB(1)199/10-11(02)
(issued on 25 October 2010)
| - | Administration's first batch replies dated 21 September 2010 to the questions raised by Assistant Legal Adviser on Securities and Futures and Companies Legislation (Structured Products Amendment) Bill 2010
|
| LC Paper No. CB(1)199/10-11(03)
(issued on 25 October 2010)
| - | Administration's second batch replies dated 4 October 2010 to the questions raised by Assistant Legal Adviser on Securities and Futures and Companies Legislation (Structured Products Amendment) Bill 2010
|
| (A list of other relevant papers previously issued is available on the Legislative Council website at
http://www.legco.gov.hk/yr09-10/english/bc/bc11/papers/bc11_ppr.htm
|
| III. | Any other business
(10:25 am - 10:30 am)
|
