| LC Paper No. | Paper | Meeting date |
| CB(1)788/10-11(02) |
Administration's paper on "Definition of Professional Investors and Update on the Progress on Reviewing/Amending the Definition" |
16 December 2010 |
| CB(1)788/10-11(03) |
Administration's paper on "Existing Regulatory Arrangements for Currency-Linked, Interest Rate-Linked and Currency and Interest Rate-Linked Instruments Issued by Authorized Institutions" |
16 December 2010 |
| CB(1)1093/10-11(01) |
Administration's paper on "Legal backing for the regulatory actions taken by the Hong Kong Monetary Authority on the sale of unlisted investment products by authorized institutions" |
20 January 2011 |
| CB(1)788/10-11(04) |
Administration's paper on "Meaning of 'Advertisement, Invitation or Document' in the Relevant Provisions, and the Scope of Application of the Regulatory Regime in Real Life Situations" |
16 December 2010
6 January 2011 |
| CB(1)968/10-11(05) |
Administration's paper on "Practices of Other Comparable Jurisdictions regarding the Requirement on Intermediaries to make Audio Recordings of the Sales Process" |
6 January 2011 |
| CB(1)968/10-11(03) |
Administration's paper on "Quantitative Analysis of Currency-Linked, Interest Rate-Linked and Currency and Interest Rate-Linked Instruments Issued and/or Sold by Authorized Institutions" |
6 January 2011 |
| CB(1)968/10-11(04) |
Administration's paper on "Regulatory Actions taken by the Hong Kong Monetary Authority on the Sale of Unlisted Investment Products by Authorized Institutions" |
6 January 2011 |
| CB(1)968/10-11(06) |
Administration's paper on "Regulatory Arrangements to Deal with Situations where an Intermediary has a Potential or Actual Conflict of Interest in Providing Services in relation to Investment Products" |
6 January 2011 |
| CB(1)968/10-11(02) |
Administration's paper on "Statement regarding the Risks of being treated as a 'Professional Investor'" |
6 January 2011 |
| CB(1)429/10-11(03) |
Administration's paper on analysis of the market development of structured products in Hong Kong |
25 November 2010
6 December 2010 |
| CB(1)429/10-11(02) |
Administration's paper on comparison between the existing and the proposed arrangements for regulation of public offers of structured products |
25 November 2010
6 December 2010 |
| CB(1)486/10-11(01) |
Administration's paper on definitions of key terms |
25 November 2010
6 December 2010 |
| CB(1)466/10-11(01) |
Administration's paper on regulation of currency-linked, interest rate-linked and currency and interest rate-linked instruments |
25 November 2010
6 December 2010 |
| CB(1)466/10-11(02) |
Administration's paper on whether the principles in the Code on Unlisted Structured Investment Products could be specified in the legislation |
25 November 2010
6 December 2010 |
| CB(1)429/10-11(01) |
List of follow-up actions arising from the first meeting on 26 October 2010 prepared by the Legislative Council Secretariat |
25 November 2010 |
| CB(1)788/10-11(01) |
List of follow-up actions arising from the meeting on 25 November 2010 prepared by the Legislative Council Secretariat |
16 December 2010
6 January 2011 |
| CB(1)968/10-11(01) |
List of follow-up actions arising from the meeting on 16 December 2010 prepared by the Legislative Council Secretariat |
6 January 2011 |
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