Subcommittee on Securities and Futures (Professional Investor) (Amendment) Rules 2011

First meeting on
Tuesday, 1 November 2011, at 8:30 am
in Conference Room 2A of the Legislative Council Complex

Agenda

I.	Election of Chairman (8:30 am - 8:35 am)
II.	Meeting with the Administration (8:35 am - 10:25 am)
	LC Paper No. CB(1)223/11-12(01) (attached)	-	Marked-up copy of the Rules (Restricted to Members)
	LC Paper No. CB(1)223/11-12(02) (attached)	-	Letter dated 22 September 2011 from Assistant Legal Adviser to the Securities and Futures Commission
	LC Paper No. CB(1)223/11-12(03) (attached)	-	The Securities and Futures Commission's response to Assistant Legal Adviser's letter dated 22 September 2011
	Background information on the Rules
	L.N. 135 of 2011	-	Securities and Futures (Professional Investor) (Amendment) Rules 2011
	(issued by the Securities and Futures Commission on 14 September 2011)	-	The Legislative Council Brief
	LC Paper No. LS99/10-11 (issued on 4 October 2011)	-	Legal Service Division Report
	(issued by the Securities and Futures Commission on 4 October 2010)	-	Consultation Paper on the Evidential Requirements under the Securities and Futures (Professional Investor) Rules
	(issued by the Securities and Futures Commission on 23 February 2011)	-	Consultation Conclusions on the Evidential Requirements under the Securities and Futures(Professional Investor) Rules
III.	Any other business (10:25 am - 10:30 am)

Council Business Division 1
Legislative Council Secretariat
31 October 2011