| LC Paper No. | Paper | Meeting date |
| CB(1)145/09-10(03) |
Administration's paper on progress of the Administration's action plan on recommendations in the reports prepared by the Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) on the Lehman Brothers Minibonds Incident |
2 November 2009 |
| CB(1)145/09-10(04) |
Hong Kong Association of Banks' submission dated 23 October 2009 on improvement measures implemented by the retail banking sector (English version only) |
2 November 2009 |
| CB(1)524/09-10(02) |
Hong Kong Monetary Authority's response regarding the investigation of complaints on Lehman-related investment products (follow up paper) |
2 November 2009 |
| CB(1)142/09-10 |
Paper on progress of the Administration's action plan on recommendations in the reports prepared by HKMA and SFC on the Lehman Brothers Minibonds Incident prepared by the Legislative Council Secretariat (Background brief) |
2 November 2009 |
| CB(1)2767/08-09 |
Process Review Panel for the Securities and Futures Commission Annual Report to the Financial Secretary for 2008-2009 |
2 November 2009 |
| CB(1)524/09-10(01) |
Securities and Futures Commission's information paper regarding the size of issuance and market turnover of derivative products (follow up paper) |
2 November 2009 |
| CB(1)220/09-10(02) |
Securities and Futures Commission's consultation paper on "Possible reforms to the prospectus regime in the Companies Ordinance and the offers of investments regime in the Securities and Futures Ordinance |
7 December 2009 |
| CB(1)220/09-10(01) |
Securities and Futures Commission's press release dated 30 October 2009 on further changes proposed to regulation of structured products |
7 December 2009 |
| CB(1)1221/09-10(03) |
Administration's information paper regarding the scripless securities arrangements in the United Kingdom and Australia and those proposed for Hong Kong (follow up paper) |
1 February 2010 |
| CB(1)978/09-10(05) |
Administration's paper on "A proposed operational model for implementing a scripless securities market in Hong Kong" |
1 February 2010 |
| CB(1)1051/09-10(03) |
Administration's paper on development of a scripless securities market (power-point presentation materials) |
1 February 2010 |
| CB(1)1213/09-10(02) |
Administration's paper on Securities and Futures Commission Budget for the Financial Year 2010-11 |
1 March 2010 |
| CB(1)1462/09-10(01) |
Administration's response on whether the Securities and Futures Commission has power to initiate derivative actions and root cause of the suspension of dissemination of Hang Seng family of indexes on 22 January 2010 |
1 March 2010 |
| CB(1)1225/09-10 |
Paper on the annual budgets of the Securities and Futures Commission prepared by the Legislative Council Secretariat (Background brief) |
1 March 2010 |
| CB(1)1153/09-10(01) |
Securities and Futures Commission's paper on suspension of dissemination of Hang Seng family of indices on 22 January 2010 |
1 March 2010 |
| CB(1)2094/09-10(02) |
Administration's paper on legislative proposals to transfer the regulation of public offers of structured products from the Companies Ordinance (Cap. 32) to the Securities and Futures Ordinance (Cap. 571)
(follow up paper) |
3 May 2010 |
| CB(1)1728/09-10(04) |
Administration's paper on legislative proposals to transfer the regulation of public offers of structured products from the Companies Ordinance to the Securities and Futures Ordinance |
3 May 2010 |
| CB(1)1727/09-10 |
Paper on legislative proposals to transfer the authorization of offering documentation in relation to structured products from the Companies Ordinance to the Securities and Futures Ordinance prepared by the Legislative Council Secretariat (Background brief) |
3 May 2010 |
| CB(1)2171/09-10 |
Securities and Futures Commission's press release and extracts on "Consultation conclusions on proposals to enhance protection for the investing public" |
5 July 2010 |
| CB(1)3029/09-10(01) |
Process Review Panel for the Securities and Futures Commission Annual Report to the Financial Secretary for 2009-2010 |
12 October 2010* |
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