Bills Committee on Securities and Futures (Amendment) Bill 2013

Second meeting on
Monday, 30 September 2013, at 2:30 pm
in Conference Room 1 of the Legislative Council Complex

Revised agenda
(as at 27 September 2013)

I.

Confirmation of minutes of meeting



LC Paper No. CB(1)1794/12-13
(issued on 16 September 2013)

-Minutes of the meeting on 24 July 2013

II.

Meeting with deputations and the Administration


(2:30 pm - 4:25 pm)

Meeting with deputations and the Administration

Deputations/individuals attending the meeting

1.Citigroup Global Markets Asia Ltd

2.Citibank N.A. Hong Kong Branch

3.The Hong Kong Society of Financial Analysts
[LC Paper No. CB(1)1817/12-13(01) - English version only]
(issued on 23 September 2013)

4.Clifford Chance
(On behalf of Barclays Bank PLC, BNP Paribas, Citibank, N.A., Credit Suisse AG, Deutsche Bank AG, Goldman Sachs (Asia) LLC, The Hongkong and Shanghai Banking Corporation Limited, J.P.Morgan, Morgan Stanley and Standard Chartered Bank)
[LC Paper No. CB(1)1817/12-13(02) - English version only]
(issued on 23 September 2013)

5.The Hong Kong and Shanghai Banking Corporation Limited

6.Civic Party

7.CME Group Hong Kong Limited
[LC Paper No. CB(1)1817/12-13(03) - English version only]
(issued on 23 September 2013)

8.The Hong Kong Inter-Dealer Broker Association
(Submission via Tanner De Witt Solicitors)
[LC Paper No. CB(1)1817/12-13(07) - English version only]
(issued on 23 September 2013)

Submissions from organizations/individuals not attending the meeting

1.Hong Kong Investment Funds Association
[LC Paper No. CB(1)1817/12-13(04) - English version only]
(issued on 23 September 2013)

2.The Hong Kong Association of Banks
[LC Paper No. CB(1)1817/12-13(05) - English version only]
(issued on 23 September 2013)

3.SinoPac Securities (Asia) Limited
[LC Paper No. CB(1)1817/12-13(06) - English version only]
(issued on 23 September 2013)

4.The Hong Kong Association of Restricted Licence Banks and Deposit-taking Companies
[LC Paper No. CB(1)1817/12-13(08) - English version only]
(issued on 23 September 2013)

5.TriOptima Group
[LC Paper No. CB(1)1817/12-13(09) - English version only]
(issued on 23 September 2013 and restricted to members only)

6.Hong Kong Exchanges and Clearing Limited
[LC Paper No. CB(1)1833/12-13(01) - English version only]
(issued on 27 September 2013 and restricted to members only)

7.Hong Kong Bar Association
[LC Paper No. CB(1)1833/12-13(02) - English version only]
(issued on 27 September 2013)

Other relevant papers

LC Paper No. CB(3)742/12-13
(issued on 28 June 2013)

-The Bill

LC Paper No. CB(1)1584/12-13(01)
(issued on 23 July 2013)

-Marked-up copy of the Bill prepared by the Legal Service Division (Restricted to Members)

File Ref: SUB 12/2/7 (2013)
(issued by the Financial Services and the Treasury Bureau on 26 June 2013)

-Legislative Council Brief

LC Paper No. LS71/12-13
(issued vide LC Paper No. CB(2)1600/12-13 on 10 July 2013)

-Legal Service Division Report

LC Paper No. CB(1)1584/12-13(02)
(issued on 23 July 2013)

-Background brief on the Securities and Futures (Amendment) Bill 2013 prepared by the Legislative Council Secretariat

III.

Any other business


(4:25 pm - 4:30 pm)

Council Business Division 1
Legislative Council Secretariat
27 September 2013